Một quỹ tương hỗ có tài sản trung bình hàng ngày là \$2,0 tỷ trong năm 2009. Quỹ này đã bán cổ phiếu trị giá \$500 triệu và mua cổ phiếu trị giá \$600 triệu trong năm. Tỷ lệ vòng quay của quỹ là:

Rủi ro cụ thể, rủi ro công ty

Rủi ro thanh khoản, rủi ro lãi suất

Rủi ro vận hành, rủi ro kế toán

Rủi ro hệ thống, rủi ro không thể đa dạng hóa

NT$154,111

NT$264,387

NT$426,698

NT$1,302,656

NT$1,709,836

agency problem

diversification problem

liquidity problem

solvency problem

regulatory problem

it encourages mangers to undertake projects that will increase stock price

it encourages managers to engage in empire building

it can create an incentive for mangers to manipulate information to prop up a stock price temporarily, giving them a chance to cash out before the price returns to a level reflective of the firm's true prospects

it causes managers to take undue risks

it causes managers to be too conservative

the ability to engage in proxy fights

management's control of pecuniary rewards

the ability to call shareholder meetings

the threat of takeover by other firms

one-share/one-vote election rules

choosing which securities to hold based on their valuation

investing only in "safe" securities

the allocation of assets into broad asset classes

bottom-up analysis

top-down analysis

equipment and software

inventory

real estate

trade credit

marketable securities

term spread

T-bill spread

LIBOR spread

TED spread

FRED spread

The CD can be sold to another investor if the owner needs to cash it in before its maturity date

The CD is automatically reinvested at its maturity date

The interest rate paid on the CD will vary with a designated market rate

The CD has staggered maturity dates built in

The rate of interest on the CD is subject to negotiation